Limitation of Liability: For investment recommendations to the client, BrightPlan only considers the information provided by the client. In certain circumstances, federal and state debt laws impose obligations on persons acting in good faith and, therefore, nothing in this agreement will waive or restrict any rights the client may have under those laws. Based on the client`s investment plan and profile (including any annexes), recommend investment portfolios for external client accounts for which BrightPlan has been granted access to the view (“Account(s)”). BrightPlan`s obligation to provide the services listed above is subject to Customer providing the information requested by BrightPlan about the Customer. Customer also understands that BrightPlan does not manage, supervise, or manage the Client`s investments, including the purchase and sale of securities for client accounts, and does not provide any form of ongoing portfolio management services. For investment recommendations to the client, BrightPlan only considers funds and securities held in the client`s accounts. The client agrees that BrightPlan may refer the client to a traditional affiliate advisor if BrightPlan believes that the client could benefit from consultation with such a consultant or that they could be better served by a more personalized investment plan with traditional financial advice. It is important to read this section carefully so that you understand exactly what you are paying for, so that there are no misunderstandings. For example, you can expect your advisor to offer investment advice for investments that you own and that the consultant does not manage. But if your agreement explicitly states that they don`t, that`s something you want to know in advance.

An investment advisory contract describes the conditions under which you use the services of a financial advisor. This agreement should be some sort of plan for you as a client, as it defines both what the financial advisor is going to do for you, for example.B. providing general advice or recommending certain investment moves for your portfolio, as well as your responsibilities. Working with a financial professional can offer many benefits if you need clarity or guidance to manage your money and investments.